Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on September 10 & 11, 2019

July 9, 2019

ECONOMIC RESEARCH AND TRAINING DEPARTMENT

TO:All Interested Parties (Auditing Firms and External Auditors)
SUBJECT:Conduct of a Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on September 10 & 11, 2019

NOTICE

Notice is hereby given to all concerned that the Commission will be conducting a two-day Certification Seminar for Prospective Equities Securities Salesmen on 10-11 September 2019. The seminar will be held at Banquet Hall 3, 2nd Floor, Secretariat Building, Philippine International Convention Center, Roxas Boulevard, Pasay City.

All interested participants are encouraged to file their accomplished registration forms on or before 5:00 p.m. of Friday, 30 August 2019. Registration to this seminar, however, will be on a first-come, first-served basis due to limited slots. Therefore, registration will be closed once all available slots are filled.

The Certification Seminar for Prospective Equities Securities Salesmen is designed to help prospective capital market professionals prepare for the SEC Certification Examination for Phase 2. It is a prerequisite to taking Phase 2 of the Certification/Licensure Examination, hence mandatory for all prospective...

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