March 8, 2018
ECONOMIC RESEARCH AND TRAINING DEPARTMENT
| TO | : | All Prospective Capital Market Professionals |
| SUBJECT | : | Conduct of Certification Seminars for Phase 1 of the SEC Certification Examination |
NOTICE
Notice is hereby given to all concerned that the Commission, through the Economic Research and Training Department (ERTD), will be conducting two-day Certification Seminars for Phase 1 of the SEC Certification Examination in order for the examinees to be better prepared in taking the examination.
This initiative is timely, given the recent updates in pertinent rules, laws and regulations and the subsequent revisions made to the SEC Certification Examination questions. All prospective capital market professionals are, therefore, encouraged to attend the seminar.
The pilot two-day seminar for Phase 1 has been scheduled on 20-21 March 2018 at the SEC Head Office, Secretariat Building, Philippine International Convention Center, Roxas Boulevard, Pasay City. Phase 1 covers Modules 1-6 of the SEC Certification Program, as follows:
Topic/Module 1 — Fundamentals of Securities
Topic/Module 2 — Economic Principles and Market Theories
Topic/Module 3 — Fundamentals of Securities Regulation
Topic/Module 4 — Corporate Governance
Topic/Module 5 —...
