In the Matter of Optima Balance Fund, Inc.

March 27, 2015CORPORATE GOVERNANCE AND FINANCE DEPARTMENTIN THE MATTER OF OPTIMA BALANCE FUND, INC., registrant.AMENDED REGISTRATION STATEMENTNOTICENotice is hereby given that on 27 March 2015, an Amended Registration Statement was filed with the Securities and Exchange Commission on behalf of OPTIMA BALANCE FUND, INC. (the "Fund") to reflect the following amendments in its Registration Statement: ETHIDaSubjectOriginalProposed AmendmentReason for the    Amendment     1.ChangeOptima BalanceATRAM DynamicThe Fund will be positioned of nameFund, Inc.Allocation Fund, Inc.as a more aggressive    balanced fund with a wider    tactical asset allocation    range. This is also to align    the Fund's name with    other ATRAM funds.     2.Change ofMetro Manila15/F Tower One &To adhere to SEC Memo principal Exchange Plaza, AyalaCircular No. 6, Series of address Triangle Avenue, Makati2014.   City      3.Change of1.20% p.a.1.75% p.a.To align management fee Management  with the other balance fund and(Management fee -(Management fee -of ATRAM and the industry. Distribution0.70% p.a.1.25% p.a.  FeeDistribution fee -Distribution fee -   0.50% p.a.)0.50% p.a.)      4.ChangePhp5,000.00Php10,000.00 or asTo align the minimum of minimum determined from time to timeinvestment amount with investment by the Board of Directors ofother peso-denominated ...