In the Matter of Optima Balance Fund, Inc.

March 27, 2015

CORPORATE GOVERNANCE AND FINANCE DEPARTMENT

IN THE MATTER OF OPTIMA BALANCE FUND, INC., registrant.

AMENDED REGISTRATION STATEMENT

NOTICE

Notice is hereby given that on 27 March 2015, an Amended Registration Statement was filed with the Securities and Exchange Commission on behalf of OPTIMA BALANCE FUND, INC. (the "Fund") to reflect the following amendments in its Registration Statement: ETHIDa

Subject
Original
Proposed Amendment
Reason for the
Amendment
1.ChangeOptima BalanceATRAM DynamicThe Fund will be positioned
of nameFund, Inc.Allocation Fund, Inc.as a more aggressive
balanced fund with a wider
tactical asset allocation
range. This is also to align
the Fund's name with
other ATRAM funds.
2.Change ofMetro Manila15/F Tower One &To adhere to SEC Memo
principal Exchange Plaza, AyalaCircular No. 6, Series of
address Triangle Avenue, Makati2014.
City
3.Change of1.20% p.a.1.75% p.a.To align management fee
Management with the other balance fund
and(Management fee -(Management fee -of ATRAM and the industry.
Distribution0.70% p.a.1.25%...

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