March 27, 2015
CORPORATE GOVERNANCE AND FINANCE DEPARTMENT
IN THE MATTER OF OPTIMA BALANCE FUND, INC., registrant.
AMENDED REGISTRATION STATEMENT
NOTICE
Notice is hereby given that on 27 March 2015, an Amended Registration Statement was filed with the Securities and Exchange Commission on behalf of OPTIMA BALANCE FUND, INC. (the "Fund") to reflect the following amendments in its Registration Statement: ETHIDa
Subject | Original | Proposed Amendment | Reason for the | |
Amendment | ||||
1. | Change | Optima Balance | ATRAM Dynamic | The Fund will be positioned |
of name | Fund, Inc. | Allocation Fund, Inc. | as a more aggressive | |
balanced fund with a wider | ||||
tactical asset allocation | ||||
range. This is also to align | ||||
the Fund's name with | ||||
other ATRAM funds. | ||||
2. | Change of | Metro Manila | 15/F Tower One & | To adhere to SEC Memo |
principal | Exchange Plaza, Ayala | Circular No. 6, Series of | ||
address | Triangle Avenue, Makati | 2014. | ||
City | ||||
3. | Change of | 1.20% p.a. | 1.75% p.a. | To align management fee |
Management | with the other balance fund | |||
and | (Management fee - | (Management fee - | of ATRAM and the industry. | |
Distribution | 0.70% p.a. | 1.25%...
AIC Grande Tower Garnet Road
Mobile No. +639451244898 |