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Registration/Licensing of Pension Plans
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Registration/Licensing of Pension Plans
SEC-NTD (Notice and Order)
July 31, 2006
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Securities and Exchange Commission Departments
SEC Non-Traditional Securities and Instruments Department
Corporate
Registration/Licensing of Pension Plans
SEC-NTD (Notice and Order)
•July 31, 2006
July 31, 2006NON-TRADITIONAL SECURITIES AND INSTRUMENTS DEPARTMENTIN THE MATTER OF SUN LIFE FINANCIAL PLANS, INC., registrant.REGISTRATION/LICENSING OF PENSION PLANSNOTICE AND ORDERNotice is hereby given that on July 21, 2006 a sworn registration statement was filed with the Securities and Exchange Commission for and on behalf of SUN LIFE FINANCIAL PLANS, INC. for registration/licensing of additional securities covering P1.5 billion worth of Sun Pension Plan (Non-Participating) and P300 million worth of Sun Pension Plus Plan (Participating) to be sold at the following contract prices per plan unit based on annual installments: aETDIcSun Pension PlansPaymentSun Classic PensionSun Elite PensionTermMinimum 1 Maximum 2 Minimum 1 Maximum(Year) TwoP2,480P8,272P2,160P7,690Three2,4818,5802,2057,905Five2,5308,9952,3108,355Seven2,5838,2252,3947,721Ten2,7107,3102,5706,970Fifteen2,8205,9702,7155,775Twenty2,9604,8602,8604,740 Other modes of payment are disclosed in the registration papers filed with the Securities and Exchange Commission.Payment TermSun GEM/Sun GEM Direct(Year)Minimum 1 Maximum 2 TwoP2,070P8,540Three2,1549,033Five2,3709,850Seven2,4929,219Ten2,7308,340Fifteen2,9857,005Twenty3,2405,980 Other modes of payment are disclosed in the registration papers filed with the Securities and Exchange Commission. Payment TermSun Pension Plus(Year)Minimum 1 Maximum 2 FiveP4,460P8,630Seven4,4668,694Ten4,4709,010Eleven4,4888,778Twelve4,5008,484Thirteen4,5248,125Fourteen4,5368,092Fifteen4,5458,070Sixteen4,5607,728Seventeen4,6417,565Eighteen4,6627,326Nineteen4,7317,163Twenty4,8206,960 Other modes of payment are disclosed in the registration papers filed with the Securities and Exchange Commission.According to the documents submitted,...
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Securities and Exchange Commission Departments
SEC Non-Traditional Securities and Instruments Department
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