January 11, 2017
SEC MSRD
NOTICE
| TO | : | Market Participants and the Investing Public |
| All Other Interested Parties | ||
| SUBJECT | : | Request for Comments on the Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants |
The Securities and Exchange Commission intends to issue Rules and Regulations Governing the Registration and Trading of Structured Warrants. Hence, the Commission is inviting market participants, the investing public and other interested parties to submit their views, comments and inputs to the proposed rules. HTcADC
Please see attached documents for your reference and guidance:
(1) Draft Memorandum Circular Proposed Rules and Regulations Governing the Registration and Trading of Structured Warrants.
(2) Briefer on Structured Warrants.
Commenters may submit, not later than 10 February 2017, their views, comments and inputs by email to [email protected] and [email protected].
Issued on January 11, 2017.
ATTACHMENT
Draft as of January 11, 2017
SEC MEMORANDUM CIRCULAR NO. ____________
Series of 2017
| SUBJECT | : | PROPOSED RULES AND REGULATIONS GOVERNING THE REGISTRATION AND TRADING OF STRUCTURED WARRANTS |
Section 1. Title of Rules and Regulations. —
These Rules and Regulations shall be known as the "Rules and Regulations...
