Rules and Regulations Governing Securities Exchanges and Their Members, Brokers, Dealers, Salesmen and Customers (As Amended)

October 17, 1983

RULES AND REGULATIONS GOVERNING SECURITIES EXCHANGES AND THEIR MEMBERS, BROKERS, DEALERS, SALESMEN AND CUSTOMERS (AS AMENDED)

Pursuant to the provisions of Commonwealth Act No. 83, otherwise known as the Securities Act, the following rules and regulations governing securities exchanges and their members, brokers, dealers, salesmen, and customers are hereby promulgated for the information and guidance of all concerned: Cdpr

A. Securities Exchanges And Their Dealers

1. Trading hours; transactions outside of trading hours. — A securities exchange shall fix and enforce definite official trading hour, on its floor and no transactions under its rules shall be permitted thereon outside its trading hours.

Transactions made by members during official trading hours but off the floor and those made outside of official trading hours, if permitted by a securities exchange, shall be reported to the authorities of the exchange as over-the-counter transactions and shall be recorded separate from those made on the floor and under its rules. The prices agreed upon in such transactions shall not be posted on the board of the exchange nor included in its official...

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