Code of Professional Responsibility and Accountability

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Code of Professional Responsibility and Accountability

A.M. No. 22-09-01-SC

April 11, 2023

Case Overview and Summary

Summary of the Code of Professional Responsibility and Accountability (CPRA):

Preamble
- Outlines the purpose and importance of ethics in the legal profession.
- Emphasizes the role of lawyers as guardians of the rule of law and administrators of justice.

Canon I: Independence
- Lawyers must maintain independence and avoid improper influence or interference.
- Subpoints:
    - Provide accessible, efficient, and effective legal services. (Section 1)
    - Rely solely on the merits of a case, not exert influence or undermine authority. (Section 2)
    - Avoid dishonest or immoral considerations, external influences, or pressure. (Section 3)
    - Not assist in government interference in legal matters, unless authorized. (Section 4)
    - Respect client's decision to settle or compromise the case. (Section 5)

Canon II: Propriety
- Lawyers must act with propriety, honesty, respect, and courtesy, upholding the dignity of the profession.
- Subpoints:
    - Not engage in unlawful, dishonest, immoral, or deceitful conduct. (Section 1)
    - Respect the law, courts, tribunals, and government agencies, and act with courtesy. (Section 2)
    - Avoid creating an unsafe or hostile environment, and any form of abuse or harassment. (Section 3)
    - Use dignified, gender-fair, child- and culturally-sensitive language. (Section 4)
    - Observe fairness and obedience to the law. (Section 5)
    - Not harass or threaten fellow lawyers, clients, witnesses, or officials. (Section 6)
    - Observe formal decorum and appropriate attire before courts and agencies. (Section 7)
    - Not mislead the court or misrepresent evidence, law, or authority. (Section 8)
    - Not obstruct access to evidence or alter, destroy, or conceal evidence. (Section 9)
    - Avoid impropriety when presenting or confronting a witness. (Section 10)
    - Not make false representations or statements, and correct false statements. (Section 11)
    - Report dishonest, deceitful, or misleading conduct related to a legal matter. (Section 12)
    - Not impute misconduct, impropriety, or crime without basis. (Section 13)
    - Submit grievances against officials through proper channels. (Section 14)
    - Avoid improper claims of influence or familiarity with officials. (Section 15)
    - Report life-threatening situations related to legal proceedings. (Section 16)
    - Not solicit legal business or advertise improperly. (Section 17)
    - Not make public appearances or statements for self-promotion. (Section 18)
    - Observe the sub-judice rule regarding pending proceedings. (Section 19)
    - Disclose relationships or connections that may require inhibition. (Section 20)
    - Not give gifts, donations, or contributions to courts, tribunals, or agencies. (Section 21)
    - Not take advantage of a non-lawyer's lack of legal knowledge. (Section 22)
    - Not engage in forum shopping or institute multiple cases improperly. (Section 23)
    - Not encroach upon or interfere in another lawyer's engagement, except in certain cases. (Section 24)
    - Solo practitioners must ensure prompt and competent handling of matters. (Section 25)
    - Defines a law firm and rules for firm names. (Section 26)
    - Rules for partners assuming public office. (Section 27)
    - Lawyers in government service must observe the CPRA and other ethical standards. (Section 28)
    - Restrictions on private practice for lawyers formerly in government service. (Section 29)
    - Lawyers in government must not promote private interests or accept gifts. (Section 30)
    - Duties of public prosecutors. (Section 31)
    - Ethical standards for lawyers in the academe. (Sections 32-33)
    - Defines paralegals and a lawyer's responsibilities regarding them. (Sections 34-35)
    - Responsible use of social media by lawyers. (Sections 36-44)

Canon III: Fidelity
- Lawyers must uphold the Constitution, assist in the administration of justice, and advance the client's cause with devotion and zeal.
- Subpoints:
    - Defines the practice of law. (Section 1)
    - Responsibilities of a lawyer as an officer of the court and client's representative. (Section 2)
    - Defines the lawyer-client relationship and its fiduciary nature. (Section 3)
    - Rules on a lawyer's authority to bind a client and appear in court. (Sections 4-5)
    - Lawyers must not abuse or exploit the lawyer-client relationship. (Section 6)
    - Not file frivolous suits, impede execution of orders, or abuse court processes. (Section 7)
    - Encourage settlement or compromise of cases when possible. (Section 8)
    - Call upon client to rectify any fraudulent act, which may lead to termination. (Section 9)
    - Responsibility for mistakes or acts of subordinate lawyers, paralegals, or employees. (Section 10)
    - Responsibility of supervisory lawyers over supervised lawyers. (Section 11)
    - Responsibilities of supervised lawyers. (Section 12)
    - Rules on conflict of interest. (Sections 13-22)
    - Duties regarding acting as amicus curiae and legal education. (Sections 23-24)
    - Support for legal internship, apprenticeship, and training. (Section 25)
    - Prompt payment of IBP membership dues. (Section 26)
    - Confidentiality of privileged communication. (Section 27)
    - Protecting client confidences and exceptions. (Sections 28-32)
    - Restrictions on foreign lawyers practicing in the Philippines. (Section 33)
    - Active participation in the development of the legal profession. (Section 34)
    - Defines Limited Legal Services and related duties. (Sections 35-39)
    - Accountability of law student clinic directors and supervising lawyers. (Section 40)
    - Factors for determining fair and reasonable attorney's fees. (Section 41)
    - Rules on division of fees upon referral and non-sharing with non-lawyers. (Sections 42-43)
    - Payment of compensation by third parties. (Section 44)
    - Prompt payment of legal fees and enforcement of attorney's lien. (Sections 45-47)
    - Compensation for counsel de officio. (Section 48)
    - Accounting for client funds and property during and after engagement. (Sections 49-50)
    - Prohibition on acquiring interest in object of litigation or transaction. (Section 51)
    - Prohibition on lending and borrowing from clients, with exceptions. (Section 52)
    - Termination of engagement by lawyer or client. (Sections 53-55)
    - Accounting and turnover upon termination of engagement. (Section 56)

Canon IV: Competence and Diligence
- Lawyers must provide competent, efficient, and conscientious service.
- Subpoints:
    - Provide competent, efficient, and conscientious service. (Section 1)
    - Only undertake legal services that can be delivered, and secure collaborating counsel if needed. (Section 2)
    - Be diligent, punctual, and avoid delay in legal matters. (Sections 3-4)
    - Promptly assess merits and probable results of the case, and update the client. (Sections 5-6)
    - Avoid asking for extensions to file pleadings, except for good cause. (Section 7)
    - Engage in lifelong learning and professional development. (Section 8)
    - Rules for practicing law concurrently with another profession. (Section 9)
    - Observe ethical duties in non-legal activities. (Section 10)

Canon V: Equality
- Lawyers must adhere to the principle of equality and provide equal treatment and representation.
- Subpoints:
    - Not decline representation solely based on personal circumstances, except for justifiable reasons. (Section 1)
    - Observe higher standards when dealing with vulnerable persons. (Section 2)
    - Not refuse representation of indigent persons, except in certain cases. (Section 3)
    - Observe the same standard of service for all clients, except for vulnerable persons. (Section 4)

Canon VI: Accountability
- Lawyers are accountable to society, the courts, the legal profession, and the client.
- Subpoints:
    - Nature and institution of disciplinary proceedings against lawyers. (Sections 1-3)
    - Contents and filing of complaints. (Sections 3-4)
    - Qualifications and appointment of Investigating Commissioners. (Sections 4-5)
    - Assignment of Investigating Commissioners and disqualification rules. (Sections 5-7)
    - Duties of the Investigating Commissioner. (Section 8)
    - Allowed and prohibited submissions in disciplinary proceedings. (Sections 9-10)
    - Outright dismissal for lack of prima facie liability. (Section 11)
    - Effect of death of lawyer on disciplinary cases. (Section 12)
    - Issuance of summons and filing of verified answer. (Sections 13-14)
    - Dismissal after answer or further proceedings. (Section 15)
    - Irrelevance of desistance, settlement, compromise, restitution, withdrawal, or failure to prosecute. (Section 16)
    - Appointment of counsel de officio. (Section 17)
    - Investigation procedures, including preliminary conference, clarificatory hearing, and submissions. (Sections 18-25)
    - Issuance of report and recommendation by Investigating Commissioner. (Section 25)
    - Submission of resolution by the IBP Board of Governors. (Section 26)
    - Depositions and filing and service of papers. (Sections 27-28)
    - Raising substantial defects and motion to reopen. (Section 29)
    - Proceedings initiated before the Supreme Court. (Section 30)
    - Preventive suspension during investigation. (Section 31)
    - Quantum and burden of proof in disciplinary cases. (Section 32)
    - Defines serious, less serious, and light offenses. (Sections 33-35)
    - Assisting in the commission of an offense. (Section 36)
    - Sanctions for serious, less serious, and light offenses. (Section 37)
    - Mitigating and aggravating circumstances in determining penalties. (Section 38)
    - Manner of imposing penalties, including disbarment. (Section 39)
    - Penalty for multiple offenses. (Section 40)
    - Payment of fines and return of client's money and property. (Section 41)
    - Penalty when the respondent has been previously disbarred. (Section 42)
    - Immediately executory nature of decisions and furnishing of copies. (Section 43)
    - Confidentiality of proceedings. (Section 44)
    - Sworn statement after service of suspension and resumption of practice. (Sections 45-46)
    - Reinstatement in the roll of attorneys and petition for judicial clemency. (Sections 47-51)
    - Prohibition on employment of disbarred or suspended lawyers. (Section 52)
    - Costs in disciplinary and disbarment proceedings. (Section 53)

Revised Lawyer's Oath
- Outlines the oath taken by lawyers to uphold the Constitution, promote justice, safeguard rights, and discharge duties with integrity and civility.

General Provisions
- Transitory provision on application of the CPRA. (Section 1)
- Repealing clause for inconsistent laws, rules, and issuances. (Section 2)
- Effectivity clause. (Section 3)

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Law

Code of Professional Responsibility and Accountability

A.M. No. 22-09-01-SC

April 11, 2023

April 11, 2023 CODE OF PROFESSIONAL RESPONSIBILITY AND ACCOUNTABILITY PREAMBLE Ethics is the experiential manifestation of moral standards. The observance of these standards of conduct is both a function of personal choice and formal compulsion. A lawyer is ideally ethical by personal choice. A code of ethics expressly adopted represents society's consensus and dictate to conform to a chosen norm of behavior that sustains the community's survival and growth. The Code of Professional Responsibility and Accountability (CPRA), as an institutional imperative, is meant to foster an environment where ethical conduct performs a dedicated role in the administration of justice. In particular, the standards embodied in the CPRA uniquely address the characteristics of the Filipino lawyer as an amalgamation of influences and moorings, i.e., familial, cultural, religious, academic, political, and philosophical. Inherently a social being, the Filipino lawyer inevitably develops and cultivates relations, preferences and biases. The conscious adoption of ethical standards that accounts for such relationships and personal choices balanced against the demands of right and justice is envisioned to govern and regulate these personal choices and make them consistent with the institutional objectives. The existence of a free and an independent society depends upon the recognition of the concept that justice is based on the rule of law. As a guardian of the rule of law, every lawyer, as a...
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Code of Professional Responsibility and Accountability

Amends

n/a

Amended by

n/a

Tags

Rules

lawyer

legal profession

code of ethics

professional responsibility

disciplinary proceedings

disbarment

suspension

sanctions

misconduct

conflict of interest

confidentiality

attorney's fees

legal services

notary public

law firm

government lawyers

legal education

legal internship

pro bono

social media

legal aid

access to justice

lawyer's oath

April 11, 2023 CODE OF PROFESSIONAL RESPONSIBILITY AND ACCOUNTABILITY PREAMBLE Ethics is the experiential manifestation of moral standards. The observance of these standards of conduct is both a function of personal choice and formal compulsion. A lawyer is ideally ethical by personal choice. A code of ethics expressly adopted represents society's consensus and dictate to conform to a chosen norm of behavior that sustains the community's survival and growth. The Code of Professional Responsibility and Accountability (CPRA), as an institutional imperative, is meant to foster an environment where ethical conduct performs a dedicated role in the administration of justice. In particular, the standards embodied in the CPRA uniquely address the characteristics of the Filipino lawyer as an amalgamation of influences and moorings, i.e., familial, cultural, religious, academic, political, and philosophical. Inherently a social being, the Filipino lawyer inevitably develops and cultivates relations, preferences and biases. The conscious adoption of ethical standards that accounts for such relationships and personal choices balanced against the demands of right and justice is envisioned to govern and regulate these personal choices and make them consistent with the institutional objectives. The existence of a free and an independent society depends upon the recognition of the concept that justice is based on the rule of law. As a guardian of the rule of law, every lawyer, as a...
Login to see full content
Code of Professional Responsibility and Accountability