A Citizen's Manual on Reportorial Requirements

2007A CITIZEN'S MANUAL ON REPORTORIAL REQUIREMENTS(PAMPHLET * NO. 4)12 VII 2007Reportorial Requirements of Corporations Registered with the SEC 1. What laws govern the submission of reports to the SEC?• Securities Regulation Code (R.A. 8799/SRC) • Corporation Code of the Philippines• Investment Houses Law (P.D. 129)2. Who should file reports with the SEC?• Registered stock corporations (Including foreign corporations e.g., branch offices, representative offices, regional headquarters or regional operating headquarters)• Registered non-stock corporations (Foundations, associations, non-government organizations, religious organizations, corporation sole, etc.)• Corporations granted secondary licenses e.g., broker or dealer in securities, government securities eligible dealer (GSED), investment adviser of an investment company, close-end or open-end investment company, investment house, transfer agent, commodity or financial futures exchange/broker merchant, financing company, pre-need plan issuer, general agent in pre-need plans and time shares/club shares/membership certificates issuers or selling agents thereof AcEIHC• Other entities required by the SEC to submit reports on a regular or special basis3. What reports should registered corporations file with the SEC?The reports to be submitted by all registered stock and non-stock corporations are listed...