Checklist of Documentary Requirements

August 23, 2013PHILIPPINE STOCK EXCHANGEChecklist of Documentary Requirements(to be submitted in two [2] hard copies and soft copy*)LISTING OF EXCHANGE TRADED FUNDSNAME OF APPLICANT COMPANY:_____________________________________________The ETF Company shall submit the following requirements:Date    Submitted  Requirements   Documents regarding the ETF Company    1.Duly-accomplished set of listing application forms (Application  for Listing of Stocks, Agreement with Registrar or Transfer  Agent, Distribution of Capital Stock of Corporation to its  Stockholders, Listing Agreement). The Philippine Stock  Exchange, Inc.'s ("PSE") forms should not be retyped.    2.Securities and Exchange Commission — ("SEC" or  Commission) certified true copy of the following:      •Articles of Incorporation and By-laws and the Certificate of   Incorporation of the ETF Company and latest amendments   thereto;      •Certificate of Increase in Capital Stock and relevant   Treasurer's Affidavit, if any, of the ETF Company;      •General Information Sheet ("GIS") for at least the past two (2)   years prior to the filing of the listing application, if applicable,   of the ETF Company;      •Latest GIS of the ETF Company;      •Registration and Licensing Order and Permit to Offer   Securities for Sale (to be issued within two [2]...