2008
CHECKLIST OF REQUIREMENTS FOR THE PRE-NEED PLAN'S REGISTRATION LICENSING
Table of Contents
PART I. Regular Processing of Registration Applications
A. Checklist of Requirements for Dealer's License
B. Checklist of Requirements for General Agent's License
C. Checklist of Requirements for Licensing as Salesmen
D. Checklist of Requirements for Initial Registration/Licensing of Pre-Need Plans of a New Pre-Need Corporation
E. Checklist of Requirements for Registration of New Product with Initial Securities or to be Applied to the Unsold Licensed Securities, with Change in Benefits Other Terms and Conditions of Existing Plan Contracts or Actuarial Assumptions
F. Amendments to the Pre-Need Plan Contract or Other Documents Pertinent to Registration
G. Checklist of Requirements for Amendment of the Registration Statements as Dealer in Pre-Need Plans
H. Checklist of Requirements for Licensing of Branch Opening
I. Checklist of Requirements for Branch Transfer Involving No Change in Locality
I.2 Checklist of Requirement for Branch Transfer Within the Same Building or Establishment
J. Checklist of Requirements for Branch Transfer Involving a Change in Locality
K. Checklist of Requirements for Application of Branch Closure
L. Checklist of Requirements Governing Requests for Exemptive Reliefs
M. Checklist of Requirements for Registration...
