Checklist of Requirements for the Pre-Need Plan's Registration Licensing

2008CHECKLIST OF REQUIREMENTS FOR THE PRE-NEED PLAN'S REGISTRATION LICENSINGTable of ContentsPART I. Regular Processing of Registration ApplicationsA. Checklist of Requirements for Dealer's LicenseB. Checklist of Requirements for General Agent's LicenseC. Checklist of Requirements for Licensing as SalesmenD. Checklist of Requirements for Initial Registration/Licensing of Pre-Need Plans of a New Pre-Need CorporationE. Checklist of Requirements for Registration of New Product with Initial Securities or to be Applied to the Unsold Licensed Securities, with Change in Benefits Other Terms and Conditions of Existing Plan Contracts or Actuarial AssumptionsF. Amendments to the Pre-Need Plan Contract or Other Documents Pertinent to RegistrationG. Checklist of Requirements for Amendment of the Registration Statements as Dealer in Pre-Need PlansH. Checklist of Requirements for Licensing of Branch OpeningI. Checklist of Requirements for Branch Transfer Involving No Change in LocalityI.2 Checklist of Requirement for Branch Transfer Within the Same Building or EstablishmentJ. Checklist of Requirements for Branch Transfer Involving a Change in LocalityK. Checklist of Requirements for Application of Branch ClosureL. Checklist of Requirements Governing Requests for Exemptive ReliefsM. Checklist of Requirements for Registration...