August 22, 2018
ECONOMIC RESEARCH AND TRAINING DEPARTMENT
| TO | : | All Prospective Capital Market Professionals |
| SUBJECT | : | Conduct of a Certification Seminar for Prospective Associated |
| Persons/Compliance Officers (Equities Market) on September 25 & 26, 2018 |
NOTICE
Notice is hereby given to all concerned that the Commission will be conducting a two-day Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on 25 & 26 September 2018. The seminar will be held at Banquet Hall 3, 2nd Floor, Secretariat Building, Philippine International Convention Center, Roxas Boulevard, Pasay City.
All interested participants are encouraged to file their accomplished registration forms on or before 5:00 p.m. of 07 September 2018 (Friday). Registration to this seminar, however, will be closed as soon as the desired number of participants is reached. Hence, the first-come, first-served policy shall be enforced.
The Certification Seminar for Prospective Associated Persons/Compliance Officers is a prerequisite to taking Phase 2 of the Certification/Licensure Examination, hence mandatory for all prospective capital market professionals, who are aiming for a license as Associated Persons/Compliance Officers (in the equities market).
Interested seminar participants...
