May 15, 2019
ECONOMIC RESEARCH AND TRAINING DEPARTMENT
| TO | : | All Prospective Capital Market Professionals |
| SUBJECT | : | Conduct of a Certification Seminar for Prospective Compliance Officers/Associated Persons (Equities Market) on 16 & 17 July 2019 |
NOTICE
Notice is hereby given to all concerned that the Commission will be conducting a two-day Certification Seminar for Prospective Associated Persons/Compliance Officers (Equities Market) on 16 & 17 July 2019. The seminar will be held at Meeting Room 7, 2nd Floor, Secretariat Building, Philippine International Convention Center, Roxas Boulevard, Pasay City.
All interested participants are encouraged to file their accomplished registration forms on or before 5:00 p.m. of 01 July 2019 (Monday). Registration to this seminar, however, will be on a first-come, first-served basis due to limited slots. Therefore, registration will be closed once all available slots are filled.
The Certification Seminar for Prospective Associated Persons/Compliance Officers is a prerequisite to taking Phase 2 of the Certification/Licensure Examination, hence mandatory for all prospective capital market professionals, who are aiming for a license as Associated Persons/Compliance Officers (in the equities market).
Interested seminar participants must submit their...
