Corporate Governance and Risk Management Bodies of Knowledge for the SEC Certification Examination Phase 1

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Corporate Governance and Risk Management Bodies of Knowledge for the SEC Certification Examination Phase 1

SEC-ERT Notice

June 24, 2020

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Securities and Exchange Commission Departments

SEC Economic Research and Training Department

Corporate

Corporate Governance and Risk Management Bodies of Knowledge for the SEC Certification Examination Phase 1

SEC-ERT Notice

June 24, 2020

June 24, 2020ECONOMIC RESEARCH AND TRAINING DEPARTMENTTO:All Capital Market Participants/Professionals and Other Interested Parties   SUBJECT:Corporate Governance and Risk Management Bodies of Knowledge for the SEC Certification Examination Phase 1NOTICEThe Commission invites stakeholders and interested parties to provide comments and suggestions on the attached draft Corporate Governance (CG) and Risk Management (RM) Bodies of Knowledge for the SEC Certification Examination. This will serve as a study guide for prospective capital market professionals who will take Phase 1 of the SEC Certification Examination.Comments and suggestions on the said drafts may be submitted through email to Ms. Rosemarie O. Aguilar ([email protected]) of the Economic Research and Training Department until 24 July 2020. HTcADCIssued on June 24, 2020.ATTACHMENTSCG Module BOK (Version 4)as of June 17, 2020Securities and Exchange CommissionCertification Examination Phase ICorporate Governance Module(Module 4)LEARNING OBJECTIVESThis review module's purpose is to provide the examinee a logical and sequential guide to learning the core concepts of corporate governance in light of existing mandatory and recommendatory regulations. It also aims to introduce globally accepted corporate governance practices thereby encouraging a...
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Corporate Governance and Risk Management Bodies of Knowledge for the SEC Certification Examination Phase 1

Tags

Securities and Exchange Commission Departments

SEC Economic Research and Training Department