December 5, 2017
SEC CASE NO. 08-17-429
IN RE: URGENT PETITION FOR THE ISSUANCE OF A TAKE OVER ORDER PURSUANT TO ARTICLE X SECTIONS 8 AND 9 OF THE CMIC RULES, IN RELATION TO RULE 33.1 (D) 2 OF THE 2015 IRR OF THE SECURITIES REGULATION CODE, AGAINST DW CAPITAL, INC. CAPITAL MARKETS INTEGRITY CORPORATION, petitioner.
ORDER
This resolves the following: (1) The Verified Petition filed by the Capital Markets Integrity Corporation ("CMIC") with the Commission on 18 August 2017 for the Issuance of a Take-Over Order against DW Capital, Inc. ("DW"), pursuant to Sections 8 and 9, Article X of the Capital Markets Integrity Corporation Rules ("CMIC Rules"), in relation to Rule 33.1 (d) of the 2015 SRC Rules; and (2) The Investigation Report & Recommendation dated 04 December 2017 of the Special Hearing Panel which was created to continue the investigation and/or verification of the allegations contained in the Petition filed by the CMIC to take-over the operations of DW Capital, Inc.; and investigate the alleged unauthorized, fraudulent and deceitful acts of DW as contained in the...
