In Re: Polygon Investors & Managers Inc.

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In Re: Polygon Investors & Managers Inc.

SEC-SICD Case No. 5780

December 22, 1999

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Securities and Exchange Commission Departments

SEC Securities Investigation and Clearing Department

Corporate

In Re: Polygon Investors & Managers Inc.

SEC-SICD Case No. 5780

December 22, 1999

 [SEC-SICD * CASE NO. 5780. December 22, 1999.]IN RE :POLYGON INVESTORS & MANAGERS INC.,Petition for the Reconstitution of the Stock and Transfer Book and Stock Certificates BookletsPOLYGON INVESTORS & MANAGERS, INC., petitioner,vs.AFRICA, VICTOR, ET AL., respondents.D E C I S I O NThis is a petition filed by Polygon Investors and Managers, Inc. which seeks (1) the permission of the Commission for the reconstitution of its lost stock and transfer book and cancellation of the existing old certificates of stocks and issuance of new ones in lieu thereof which shall be recorded in the reconstituted book; and (2) an order directing the respondents to present and surrender to petitioner their original certificates of stocks for cancellation and reissuance of new ones for recording in the reconstituted book. LLjurRecords show that respondents Nathalie Africa-Verceles, Jose Enrique Africa, Paul Delfin Africa and Lourdes A. Africa filed their answer thereto alleging lack of knowledge of the veracity of the allegations in the petition. and interposing objection to the said reconstitution until and unless the loss of the stock...
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In Re: Polygon Investors & Managers Inc.

Tags

Securities and Exchange Commission Departments

SEC Securities Investigation and Clearing Department