In the Matter of the Sun Life Prosperity Dollar Wellspring Fund, Inc.

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In the Matter of the Sun Life Prosperity Dollar Wellspring Fund, Inc.

SEC-CGFD Order No. 055-16

March 22, 2016

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Securities and Exchange Commission Departments

SEC Corporate Governance and Finance Department

Corporate

In the Matter of the Sun Life Prosperity Dollar Wellspring Fund, Inc.

SEC-CGFD Order No. 055-16

March 22, 2016

March 22, 2016SEC-CGFD ORDER NO. 055-16IN THE MATTER OF THE SUN LIFE PROSPERITY DOLLAR WELLSPRING FUND, INC., registrant.REGISTRATION OF SECURITIES UNDER THE SECURITIES REGULATION CODEORDERUpon consideration of the Registration Statement and other papers and documents attached thereto which were filed on behalf of SUN LIFE PROSPERITY DOLLAR WELLSPRING FUND, INC., the Commission, in its meeting on March 15, 2016, resolved (1) to approve the application of said corporation to act as an investment company under the Investment Company Act and (2) to render effective its Registration Statement covering Six Million (6,000,000) common shares with a par value of One Peso (P1.00), representing its entire authorized capital stock, subject to compliance with the reporting and other requirements of the Securities Regulation Code, Investment Company Act and their Implementing Rules and Regulations, Revised Code of Corporate Governance, to further orders of the Securities and Exchange Commission including the policy or position the Commission may issue or take on the charging of Distribution Fees and Transfer Agency Fees. A Certificate of Permit to Offer Securities for Sale authorizing...
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In the Matter of the Sun Life Prosperity Dollar Wellspring Fund, Inc.

Tags

Securities and Exchange Commission Departments

SEC Corporate Governance and Finance Department