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Removal/Reduction of Certain Exhibits to be Presented to the Commission in Relation to the Filing of Registration Statements (RS) Filed by Mutual Fund Companies and Issuers of Propriety and Non-Proprietary Securities and Endorsement of Ordinary Corporation that will Register their Securities to EIPD and CRMD for their Clearance
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Removal/Reduction of Certain Exhibits to be Presented to the Commission in Relation to the Filing of Registration Statements (RS) Filed by Mutual Fund Companies and Issuers of Propriety and Non-Proprietary Securities and Endorsement of Ordinary Corporation that will Register their Securities to EIPD and CRMD for their Clearance
SEC Memorandum
February 3, 2016
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SEC Memoranda
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Removal/Reduction of Certain Exhibits to be Presented to the Commission in Relation to the Filing of Registration Statements (RS) Filed by Mutual Fund Companies and Issuers of Propriety and Non-Proprietary Securities and Endorsement of Ordinary Corporation that will Register their Securities to EIPD and CRMD for their Clearance
SEC Memorandum
•February 3, 2016
February 3, 2016SEC MEMORANDUMFOR:The Corporate Governance & Finance Department (CGFD) FROM:The Office of the Commission Secretary (OCS) SUBJECT:Removal/Reduction of Certain Exhibits to be Presented to the Commission in Relation to the Filing of Registration Statements (RS) Filed by Mutual Fund Companies and Issuers of Propriety and Non-Proprietary Securities and Endorsement of Ordinary Corporation that will Register their Securities to EIPD and CRMD for their Clearance Quoted hereunder is the excerpt from the Minutes of the Commission Meeting held on 10 December 2015 which reads, to wit: "SEC RES. No. 702, s. of 2015RESOLVED, To APPROVE the CGFD recommendations on companies, particularly mutual fund companies and issuers of proprietary and non-proprietary securities filing their registration statements (RS) and Prospectus:1. They shall post on their websites their Articles of Incorporation and/or By-Laws providing a link to the SEC i-view. Also, they shall no longer be required to file their Articles of Incorporation and By-Laws if they have been existing for more than six (6) months and there is no recent amendments of AOI and/or BL.2. Discontinue the...
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