2019
SEC MSRD
| TO | : | Broker-Dealers, Government Securities Eligible Dealers, Industry Associations, Investment Company Advisers, Investment Houses, Law Offices, Mutual Fund Distributors, Underwriter of Securities, Universities, Investing Public and All Interested Parties |
| FOR | : | Request for Comments on the Proposed Guidelines on the Implementation of Cross-Border Publication of Research Report under the ASEAN Capital Market Professional Mobility Framework |
NOTICE
The Securities and Exchange Commission intends to issue Guidelines on the Implementation of Cross-Border Publication of Research Report under the ASEAN Capital Market Professional Mobility Framework. Hence, the Commission is inviting broker-dealers, investment houses, investing public, and other interested parties to submit their views, comments, and inputs to the proposed guidelines.
The draft SEC Memorandum Circular is attached herewith for your reference.
Kindly address your comments to the Markets and Securities Regulation Department (MSRD), Ground Floor Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, c/o Ms. Melita Pasagui and Ms. Lea Avellanosa, not later than 16 July 2019. You may also email your comments to [email protected] and [email protected].
ATTACHMENT
SEC MEMORANDUM CIRCULAR NO. _____
Series of 2019
| SUBJECT | : | GUIDELINES ON THE IMPLEMENTATION OF CROSS-BORDER...
AIC Grande Tower Garnet Road
Mobile No. +639451244898 |
