July 20, 2020
CORPORATE GOVERNANCE AND FINANCE DEPARTMENT
| TO | : | Investment Companies, Registered Issuers of Proprietary and Non-Proprietary Shares/Timeshares Public Companies, Financing Companies, Lending Companies, Foundations, Accredited Microfinance NGOs, Corporate Governance Institutional Training Providers and Publicly-Listed Companies under the Supervision of the Corporate Governance and Finance Department (CGFD) |
| SUBJECT | : | Revised Guidelines on: |
| 1. Issuance of Payment Assessment Form | ||
| 2. Payment of Annual Fees | ||
| 3. Request for Monitoring and Issuance of Monitoring Sheet/Clearance | ||
| 4. Submission of Hard/Printed Copies of Documents |
NOTICE
The Securities and Exchange Commission (SEC) is implementing all necessary health protocols due to the COVID-19 pandemic and will continue to adopt safety measures in the receiving, processing and submission of documents. CGFD-covered companies are hereby advised to follow the revised guidelines on the issuance of Payment Assessment Form (PAF), payment of Annual Fees (AF), request for monitoring and issuance of Monitoring Sheet/Clearance, and submission of hard/printed copies of documents, as follows: HTcADC
1. ISSUANCE OF PAYMENT ASSESSMENT FORM FOR PAYMENT OF PENALTIES
CGFD-covered companies may request for, and be issued, electronic copies of the PAF by...
