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Rules Requiring the Maintenance of Stock and Transfer Book/Membership Book and the Preparation of Annual List of Stockholders/Members (as Amended)
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Rules Requiring the Maintenance of Stock and Transfer Book/Membership Book and the Preparation of Annual List of Stockholders/Members (as Amended)
SEC RULES AND REGULATIONS
June 29, 1977
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Securities and Exchange Commission
SEC Rules and Regulations
Corporate
Rules Requiring the Maintenance of Stock and Transfer Book/Membership Book and the Preparation of Annual List of Stockholders/Members (as Amended)
SEC RULES AND REGULATIONS
•June 29, 1977
June 29, 1977RULES REQUIRING THE MAINTENANCE OF STOCK AND TRANSFER BOOK/MEMBERSHIP BOOK AND THE PREPARATION OF ANNUAL LIST OF STOCKHOLDERS/MEMBERS (AS AMENDED)In order to meet the requirements of this Commission in safeguarding public interest and to apprise regularly the stockholders and/or members of their interest in their corporation and the extent of their participation in the annual or special stockholders'/members' meetings, the following rules are hereby adopted for compliance by all existing corporations registered with this Commission, to wit: cda1. All stock corporations which were registered with this Commission on or after June 25, 1976 who failed to comply with the provision of the "GUIDELINES FOR THE VERIFICATION OF THE PAID-UP CAPITAL OF CORPORATIONS" promulgated by this Commission on June 25, 1976, requiring them to set up and register with this, Commission their stock and transfer book within thirty (30) days from the date of the registration of their Articles of Incorporation, are given up to September 30, 1977 within which to comply with the said requirement. In the case of corporations who have availed...
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Securities and Exchange Commission
SEC Rules and Regulations
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