2020
SEC NOTICE
SEMINARS ON ANTI-MONEY LAUNDERING/COMBATING THE FINANCING OF TERRORISM (AML/CFT) COMPLIANCE FOR SEC REGISTERED CORPORATIONS AND INVESTOR PROTECTION
Notice is hereby given that the Securities and Exchange Commission (SEC) will be conducting free public seminars on Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) compliance and investor protection at the Breezeway, 3rd Floor, Secretariat Building, PICC Complex, Pasay City on the following schedules:
18 MARCH 2020
(Wednesday)
For: Stock Corporations
8:30 AM
• Gender and Development
• Investment Scams
• Basic AML/CFT Concepts
• SEC Memorandum Circular No. 15, Series of 2019 (2019 Revision of the GIS)
For: Non-Stock Corporations
1:30 PM
• Gender and Development
• Investment Scams
• Basic AML/CFT Concepts
• SEC Memorandum Circular No. 15, Series of 2019 (2019 Revision of the GIS)
• SEC Memorandum Circular No. 25, Series of 2019 (2019 NPO Guidelines)
Qualified to participate are duly authorized representatives of SEC Registered Corporations, both Stock and Non-Stock. Due to limited slots, only one (1) participant per corporation will be accommodated.
Pre-registration is required. Attendance is on a "first come, first served" basis. To register, please fill out the registration form through the following link: https://forms.gle/69tkHb3yWD9zqEVv9
