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Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals
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Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals
SEC-NTD Memorandum Circular No. 01-01
February 16, 2001
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Securities and Exchange Commission Departments
SEC Non-Traditional Securities and Instruments Department
Corporate
Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals
SEC-NTD Memorandum Circular No. 01-01
•February 16, 2001
February 16, 2001SEC-NTD MEMORANDUM CIRCULAR NO. 01-01TIMETABLE FOR APPROVAL OF PLAN REGISTRATION OF PRE-NEED ISSUERS AND APPLICATIONS FOR PERMITS AND RENEWALSFor the information of all Pre-Need Plan Issuers, the following guidelines shall be observed as the timetable for approval of Plan Registration of Pre Need Plan Issuers and Applications For Permits and Renewals: aSAHCE1.New Plans, New Issuer: 45 Working Days from receipt of complete application and payment of filing fee 2.Additional Plans with Change in Benefits or Other terms of the Plan Contract or with change in Actuarial assumptions: 30 Working Days from receipt of complete application and payment of filing fee 3.Any other Amendment with Change in Benefits or other terms of the Plan Contract or with change in Actuarial assumptions: 30 Working Days from receipt of complete application and payment of filing fee 4.Additional Plans without Change in Benefits or other Terms of the Plan Contract Or in Actuarial assumptions: 20 Working Days from receipt of complete application and payment of filing fee 5.Price Increase without any change in Benefits and Or in...
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Securities and Exchange Commission Departments
SEC Non-Traditional Securities and Instruments Department
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