Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals

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Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals

SEC-NTD Memorandum Circular No. 01-01

February 16, 2001

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Securities and Exchange Commission Departments

SEC Non-Traditional Securities and Instruments Department

Corporate

Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals

SEC-NTD Memorandum Circular No. 01-01

February 16, 2001

February 16, 2001SEC-NTD MEMORANDUM CIRCULAR NO. 01-01TIMETABLE FOR APPROVAL OF PLAN REGISTRATION OF PRE-NEED ISSUERS AND APPLICATIONS FOR PERMITS AND RENEWALSFor the information of all Pre-Need Plan Issuers, the following guidelines shall be observed as the timetable for approval of Plan Registration of Pre Need Plan Issuers and Applications For Permits and Renewals: aSAHCE1.New Plans, New Issuer: 45 Working Days from receipt of  complete application and payment   of filing fee   2.Additional Plans with Change in Benefits  or Other terms of the Plan Contract or  with change in Actuarial assumptions: 30 Working Days from receipt   of complete application and   payment of filing fee   3.Any other Amendment with Change in  Benefits or other terms of the Plan Contract  or with change in Actuarial assumptions: 30 Working Days from   receipt of complete application  and payment of filing fee   4.Additional Plans without Change in  Benefits or other Terms of the Plan   Contract Or in Actuarial assumptions: 20 Working Days from receipt  of complete application and   payment of filing fee   5.Price Increase without any change in  Benefits and Or in...
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Timetable for Approval of Plan Registration of Pre-need Issuers and Applications for Permits and Renewals

Tags

Securities and Exchange Commission Departments

SEC Non-Traditional Securities and Instruments Department