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Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities
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Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities
SEC-BED Memorandum Circular No. 07-87
July 8, 1987
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Securities and Exchange Commission Departments
SEC Markets and Securities Regulation Department
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Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities
SEC-BED Memorandum Circular No. 07-87
•July 8, 1987
July 8, 1987SEC-BED * MEMORANDUM CIRCULAR NO. 07-87SUBJECT:Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in SecuritiesFor the information and compliance of all concerned, all stockbrokers and dealers in securities whose licenses were approved pursuant to the Revised Securities Act, must update the list of their officers, directors, and stockholders and submit the same to this Commission not later than August 15, 1987. llcdStrict compliance herewith by all concerned is hereby enjoined.(SGD.) MONICO V. JACOBAssociate Commissioner
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Securities and Exchange Commission Departments
SEC Markets and Securities Regulation Department
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