Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities

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Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities

SEC-BED Memorandum Circular No. 07-87

July 8, 1987

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Securities and Exchange Commission Departments

SEC Markets and Securities Regulation Department

Corporate

Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities

SEC-BED Memorandum Circular No. 07-87

July 8, 1987

July 8, 1987SEC-BED * MEMORANDUM CIRCULAR NO. 07-87SUBJECT:Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in SecuritiesFor the information and compliance of all concerned, all stockbrokers and dealers in securities whose licenses were approved pursuant to the Revised Securities Act, must update the list of their officers, directors, and stockholders and submit the same to this Commission not later than August 15, 1987. llcdStrict compliance herewith by all concerned is hereby enjoined.(SGD.) MONICO V. JACOBAssociate Commissioner
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Updating the List of Officers, Directors and Stockholders of Stockbrokers and Dealers in Securities

Tags

Securities and Exchange Commission Departments

SEC Markets and Securities Regulation Department